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SLIP OPINION
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| AG number: 9078 | Style: Gentile vs. Bauder |
| Jurisdiction: Florida Supreme Court | Date issued: September 24, 1998 |
|
AG HEADNOTE |
Supreme Court of FloridaBARBARA
WHITE GENTILE,
Petitioner,vs.GARY BAUDER,
Respondent.No. 91,519[September 24, 1998]
WELLS, J.
We have for review Bauder v. Gentile, 697 So. 2d 1222 (Fla. 3d DCA
1997), which conflicts with Stogniew v. McQueen, 656 So. 2d 917
(Fla. 1995); Mobil Oil Corp. v. Shevin, 354 So. 2d 372 (Fla. 1977),
and other cases setting forth Florida's law on collateral estoppel. We
have jurisdiction. Art. V, § 3(b)(3), Fla. Const. For the reasons
expressed in this opinion, we quash the decision below and remand this
case to the district court with instructions to affirm the summary judgment
entered in favor of the petitioner.BACKGROUND Petitioner, Barbara
White-Gentile, is a police sergeant with the Metropolitan Dade County Police
Department. Petitioner obtained a search warrant for respondent's home
based on an affidavit she signed stating that she had received information
concerning respondent's alleged involvement in child pornography. After
executing the search warrant, police arrested respondent and charged him
with sexual performance by a child and possession of marijuana. Before
trial, respondent moved the court to suppress the evidence seized pursuant
to the search warrant. The trial court denied the motion. Respondent was
eventually convicted and sentenced to thirty years' imprisonment. On appeal,
the district court reversed, holding that the evidence seized pursuant
to the search warrant should have been suppressed because "the affidavit
given in support of [the] search warrant was totally devoid of factual
recitations sufficient to raise the affiant-officer's suspicions to the
level of probable cause." Bauder v. State, 613 So. 2d 547,
547 (Fla. 3d DCA 1993) (Bauder I).
Respondent subsequently filed this action under 42 U.S.C. § 1983 (1994),
alleging that petitioner violated his constitutional rights. Petitioner
filed a motion for summary judgment on her affirmative defense of qualified
immunity. In support of her motion, petitioner filed an affidavit in which
she stated she had a sufficient factual basis to believe that probable
cause existed for a search warrant; she sought the assistance of two assistant
state attorneys in drafting the affidavit and the search warrant; she had
her supervising officers review the warrant for probable cause; and the
supervisors and assistant state attorneys all agreed that the affidavit
adequately provided a basis for finding probable cause. The record includes
petitioner's deposition. In defense of the motion, respondent relied entirely
on the district court's decision in Bauder I. The trial court granted
petitioner's motion for summary judgment.
The district court reversed. Bauder v. Gentile, 697 So. 2d 1222
(Fla. 3d DCA 1997) (Bauder II). The district court stated that under
the rulings of the Supreme Court, objective reasonableness defines qualified
immunity and that only where the warrant application is so lacking in indicia
of probable cause as to render official belief in its existence unreasonable
will the shield of immunity be lost. Id. at 1222. The court then
held that because it had previously found the affidavit totally devoid
of factual recitations sufficient to establish probable cause in Bauder
I, the officer's shield of immunity was lost. Id. We now quash
the district court's decision.COLLATERAL ESTOPPEL The first issue
we address is whether the district court erred in attaching preclusive
effect to its prior decision in Bauder I regarding the affidavit
petitioner gave in support of the search warrant. Respondent argues that
an affidavit given in support of a search warrant which is "totally
devoid of factual recitations sufficient to raise the affiant-officer's
suspicion to the level of probable cause" is, by definition, one which
no reasonably objective police officer would submit to a judge. Petitioner
argues that collaterally estopping her from raising a qualified immunity
defense based on an action to which she was not a party violates her due
process rights. We agree with the petitioner on this issue.
In a claim based on a federal statute, a party's ability to relitigate
an issue decided in prior state court litigation depends on the law of
the state in which the earlier litigation occurred. See 28 U.S.C.
§ 1738 (1994); Migra v. Warren City Sch. Dist. Bd. of Educ.,
465 U.S. 75, 81 (1984). Under Florida law, collateral estoppel, or issue
preclusion, applies when "the identical issue has been litigated between
the same parties or their privies." Stogniew v. McQueen, 656
So. 2d 917, 919 (Fla. 1995); Mobil Oil Corp. v. Shevin, 354 So.
2d 372, 374 (Fla. 1977). Applying these principles here, we conclude that
petitioner was not collaterally estopped in this case from raising her
affirmative defense of qualified immunity because of what the Third District
did in Bauder I.
First, petitioner was not a party to the state criminal action against
respondent; nor was petitioner in privity with the State of Florida. To
be in privity with one who is a party to a lawsuit, one must have an interest
in the action such that she will be bound by the final judgment as if she
were a party. Stogniew, 656 So. 2d at 920. Here, petitioner had
no greater interest in the outcome of Bauder I than any other citizen
of this state. Prosecutors represent the interests of the people of the
State of Florida, not the interests of the arresting police officer. In
respondent's criminal trial, petitioner had no control over how the case
would be prosecuted or if and how an adverse decision would be appealed.
Second, the issue before the district court in Bauder I was not
identical to the issue presented here. The issue in Bauder I was
whether petitioner's affidavit contained sufficient evidence of probable
cause to sustain the issuance of a search warrant. The issue in Bauder
II, however, was not whether the affidavit contained probable cause.
Rather, the issue was whether a reasonable police officer could have believed,
in light of clearly established precedent, that the facts contained in
the affidavit amounted to probable cause. See Malley v. Briggs,
475 U.S. 335, 345 (1986).
As one court has already noted, to accept respondent's argument would mean
that "all suppression orders would automatically trigger section 1983
liability--a ludicrous result." Trujillo v. Simer, 934 F. Supp.
1217, 1225 (D. Colo. 1996). We agree with this patent observation. Therefore,
based on Florida's collateral estoppel doctrine, we conclude that it was
improper for the district court to attach any preclusive effect to its
decision in Bauder I. See Tierney v. Davidson, 133
F.3d 189, 195 (2d Cir. 1998) (trial court erred in collaterally estopping
police officer from raising qualified immunity based on prior suppression
order).SUMMARY JUDGMENT ON THE SECTION 1983 CLAIM We now review
whether the trial court erred in granting petitioner's summary judgment
motion based on the affirmative defense of qualified immunity. We find
that this issue is ripe for review because respondent has failed to establish
the existence of any genuine issue of material fact which would preclude
the entry of summary judgment. See Landers v. Milton, 370
So. 2d 368, 370 (Fla. 1979) (summary judgment is appropriate upon failure
of opposing party to present competent evidence revealing genuine issue
of fact); see also Hunter v. Bryant, 502 U.S. 224, 228 (1991)
("[Qualified] [i]mmunity ordinarily should be decided by the court
long before trial."). Moreover, dealing with immunity as a question
of law is consistent with the doctrine's policy of providing "immunity
from suit rather than a mere defense to liability." Tucker v. Resha,
648 So. 2d 1187, 1189 (Fla. 1994) (emphasis deleted) (quoting Mitchell
v. Forsyth, 472 U.S. 511, 526-27 (1985)).
Government officials performing discretionary functions are entitled to
qualified immunity from civil damages to the extent that "their conduct
does not violate clearly established statutory or constitutional rights
of which a reasonable person would have known." Harlow v. Fitzgerald,
457 U.S. 800, 818 (1982). Qualified immunity protection applies to all
except the plainly incompetent or those who knowingly violate the law,
Malley, 475 U.S. at 341, and turns upon the "objective legal
reasonableness" of the official's action assessed in light of the
legal rules that were "clearly established at the time the action
was taken." Anderson, 483 U.S. at 639 (citing Harlow,
457 U.S. at 818-19).
Analyzing qualified immunity involves a two-step process. First, the official
must establish that he was acting within the scope of his discretionary
authority. Lowe v. Aldridge, 958 F.2d 1565, 1570 (11th Cir. 1992);
Brescher v. Pirez, 696 So. 2d 370, 373 (Fla. 4th DCA), review
denied, 705 So. 2d 10 (Fla. 1997). Once this is established, the burden
then shifts to the plaintiff to show that the official's action violated
the plaintiff's clearly established rights which a reasonable police officer
would have known. Lowe, 958 F.2d at 1570; Brescher, 696 So.
2d at 373. Here, respondent concedes that petitioner was acting within
her discretionary authority as a police officer. Thus, the issue is whether
respondent has presented any evidence from which a jury could reasonably
conclude that no well-trained officer in petitioner's position would have
believed that petitioner's affidavit established probable cause under clearly
established precedent. See Anderson, 483 U.S. at 641; Malley,
475 U.S. at 341.
To establish probable cause for the search warrant, petitioner was required
to show that she had reason to believe that a crime had been committed
and that evidence would be found at the premises to be searched. Lowe,
958 F.2d at 1570. Although the affidavit petitioner submitted in support
of the search warrant is not in the record, petitioner stated that the
following facts contained in her deposition reflect the facts stated in
her affidavit. Because this statement is not disputed, we must assume it
to be true.
In 1990, James Buzzella filed a complaint with the police department alleging
that respondent was engaged in child pornography. Mr. Buzzella provided
the names of three witnesses: Debbie Buzzella, who is Mr. Buzzella's adult
daughter; and two minor brothers with personal knowledge of respondent's
alleged criminal conduct. Petitioner contacted each of the witnesses. Ms.
Buzzella informed petitioner that she witnessed respondent at the local
park luring young boys into his limousine. Ms. Buzzella also told petitioner
that one young boy told her that respondent was supplying the boys with
quaaludes. One young boy listed as a witness told petitioner that respondent
would furnish limousine rides for young boys, including himself and his
brother, and then take them to his home where they would smoke marijuana.
The other boy corroborated his brother's statement. Based on this uncontradicted
evidence, we find no error in the trial court concluding that, as a matter
of law, a reasonable, well-trained officer in petitioner's position could
have believed that these facts established probable cause for the search
warrant, and that therefore a summary judgment was to be entered in behalf
of petitioner based on qualified immunity.
Accordingly, we quash the Third District's decision and remand with instructions
that the district court affirm the trial court's ruling granting summary
judgment in favor of petitioner.
It is so ordered.
HARDING, C.J., and OVERTON, KOGAN and PARIENTE, JJ., concur.
SHAW and ANSTEAD, JJ., concur in result only.
NOT FINAL UNTIL TIME EXPIRES TO FILE REHEARING MOTION, AND IF FILED, DETERMINED.
Application for Review of the Decision of the District Court of Appeal
-Direct Conflict of Decisions
Third District - Case No. 96-2265
(Dade County)
Robert A. Ginsburg, Dade County Attorney, and Thomas H. Robertson and James
J. Allen, Assistant County Attorneys, Miami, Florida,
for Petitioner
Louis M. Jepeway, Jr. of Jepeway and Jepeway, P.A., Miami, Florida, and
Andre Rouviere, Coral Gables, Florida,
for Respondent